How to Raise an Audit Finding

  Who is this article for?  

  Auditors responsible for managing the Audit module.

 Auditor group membership is needed.

While performing your audit you will likely encounter the need to raise a finding. This article provide details on how to raise a finding from an audit. 

This article is split into three sections:

1. Raise a Finding on a Questionnaire
2. Raise a Finding Directly
3. Further Reading

1. Raise a Finding on a Questionnaire

To raise a finding on a questionnaire:

1. Open your audit record and go to the Questionnaire tab.
2. Mark a question as not compliant.
3. Click on the Actions button and then select Raise Finding.

4. Select the finding type and fill in the required details.
5. Click Save.

Reminder: You can only add a finding to a question if the audit is in progress.

2. Raise a Finding Directly

To raise a finding directly on the audit:

1. Open your audit record and go to the Findings tab.
2. Click Raise Finding.
3. Select the finding type and fill in the required details.
4. Click Save.

3. Further Reading

• How to Create a Finding Type
• How to Plan an Audit
• How to Perform an Audit